Lula Convicted: End of an Era?

By Anthony W. Pereira*

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Former Brazilian President Luiz Inácio “Lula” da Silva / Jeso Carneiro / Flickr / Creative Commons

Former Brazilian President Luiz Inácio “Lula” da Silva’s conviction last week on corruption charges was more than a legal decision and could mark a political watershed – the beginning of the end of “Lula-ism,” a political and redistributive pact that lasted from 2003 until 2010 which Lula has been offering to revive as a candidate in the 2018 presidential elections.  On July 12, Federal Judge Sergio Moro found Lula guilty of taking a bribe and laundering money, sentenced him to nine years and six months in prison, and banned him from taking public office for seven years.  This judgment, the first to convict an ex-president in Brazil, was the result of the Carwash anti-corruption investigations begun in March 2014.

  • The decision will be appealed to the Federal court for the Fourth Region in Porto Alegre. This court will probably rule on the case before the 2018 filing deadline for presidential candidates (yet to be decided, but usually in mid-August), and is expected to uphold the conviction.  Lula would be legally barred from being a candidate at that point, although he might mount some sort of challenge to such a ruling.  Lula’s strategy for now is to press on with his campaign, to criticize his conviction as political persecution that was not based on evidence, and to portray himself as a man of the people capable of taking on the “elite.”

Lula still has great strengths.  The basis of Lula-ism has been his personal appeal – he captured twice as many voters as did his political party, the Partido dos Trabalhadores (PT), in 2002 and 2006 – boosted by economic forces and public policies that raised the living standards of the poor.  With his finely-tuned ability to communicate to ordinary people, he showed that it was possible to both grow the economy and redistribute its fruits.  His government reduced poverty significantly, offered the poor inclusion in the consumer society and the chance of social mobility, and even achieved a modest reduction in income inequality – while promoting the interests of big companies.

  • But he may not have achieved the long-term realignment his supporters claim. Lula-ism proper only lasted for eight years, the length of his two presidential terms.  His hand-picked successor, Dilma Rousseff, ruled for almost six more years, but by the last year of her first term, poverty had stopped declining.  The current government of President Michel Temer has passed a constitutional amendment freezing federal spending in real terms for 20 years; the measure does not automatically reduce spending on social programs, but in the absence of tax increases that is what it has produced.  Temer’s own bribery scandal may take him down, perhaps within the next couple of weeks, but his policies raise a more fundamental question:  whether Brazil can return to economic redistribution, diminishing the severe inequality that still marks its society, without Lula-ism.

The organs of anti-corruption investigation and control that have challenged Lula, Dilma, and Temer – the media, the Federal Police, the Public Prosecutor’s Office, and the judiciary – are neither consistently politically neutral nor free of corruption themselves.  They are not a Deus ex machina that can free the Brazilian polity of corruption all by themselves.  For that, Brazil needs political reform, further changes in at least some of the rules that regulate elections and governance, a realignment of incentives faced by elected officials, state bureaucrats, business people, trade unions, and the electorate.

  • The PT and the other two most important parties, however, seem incapable of renovation despite leaders’ awareness of the low level of legitimacy with which they are viewed by voters. The PT has few viable new leaders and is clinging to Lula’s candidacy as its only hope of a return to power.  The Brazilian Social Democratic Party (PSDB) still nominally supports Temer.  And Temer’s own party, the Brazilian Democratic Movement Party (PMDB), is torn between defending the president in an act of self-preservation, and fearing the wrath of the voters in 2018.

Brazilians face a “trilemma”: they yearn for the three long hoped-for goals of sustained and successful anti-corruption investigations, political reform, and a return to economic redistribution.  Achieving two of those goals at the same time, let alone three, seems impossible.  The 2018 elections therefore will reveal a country in which anti-corruption investigations continue to knock major figures out of the political game, while political reform and economic redistribution are postponed.  The old cliché that Brazil is the country of the future takes on a new meaning in light of this somber possibility.

July 17, 2017

*Anthony W. Pereira is a Professor and Director of the Brazil Institute at King’s College London.

Migrants Make Family Back Home Critical of Government

By Clarisa Pérez-Armendáriz and David Crow*

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A mural depicting the transnational migrant experience. / Max Herman / Flickr / Creative Commons

Latin American citizens who discuss politics and belong to a transnational household – a household in which at least one member lives abroad – are more critical of their democracy than those who discuss politics but have no household members abroad.  In our recently published report, we use data from 2006-08 Americas Barometer surveys in 20 Latin American countries to demonstrate that among transnational household members (THMs) with an emigrant living in the United States, assessments of how democratic their country is, satisfaction with their country’s currently existing democracy, and pride in their democratic system all decline as discussions about politics become more frequent.

THMs talk about politics with their emigrant household members across international borders.  When they hear about the political and social system in the U.S., they become more aware that they have reason to be critical of their system’s performance, and judge their own democracy more harshly.  Skeptics counter that migrants and their children – particularly ethnoracial minorities – are marginalized, second-class members of receiving societies, which would logically alter the impact of their communications with THMs.  Public opinion polls show, however, that immigrants embrace and adopt their host country’s political beliefs and behaviors within as little as two years and that their social, political, and religious organizations give them a feeling of civic engagement they did not have back home.  Furthermore, even when conditions abroad are difficult, civil liberty protections in the U.S. enable immigrants to mobilize politically and to demonstrate a greater sense of personal efficacy – two traits that THMs respect.

  • Even absent cross-border political discussions, having a household member abroad shifts THMs’ sense of political community to include co-nationals living both at home and abroad. In turn, THMs expect their government to deliver the goods of democracy to its citizens wherever they live.  Data from the Mexico, the Americas, and the World survey in 2014 provide initial support for this claim.  Among Mexican THMs, 65 percent described “protecting nationals abroad” as a very important foreign policy objective, compared to 52.8 percent of non-THMs.  Furthermore, this policy emphasis indirectly influenced negatively their feelings toward President Enrique Peña Nieto, giving him a slightly lower “thermometer score.”
  • To the extent that THMs’ everyday talk (with other THMs or non-THMs living in Latin America) about politics revolves around this transnational sense of community (in contrast to the narrower national identity of non-THMs) THMs become aware that they have even more reasons to be critical of their government’s performance than do fellow citizens without migrant connections. Our analysis of this rests entirely on the case of Mexico, but we believe it holds elsewhere in Latin America since, of all the countries in the region, Mexico provides the most extensive range of services to its citizens abroad.

The 2006-08 Americas Barometer data that we used predates major shifts in U.S. immigration policy during President Obama’s term and, in particular, the hard shift in rhetoric, roundups of undocumented migrants, and deportations during these first months of the Trump Administration.  The sense of political efficacy that democratic rights to mobilize and protest produces among immigrants may decline in impact if, as reported, migrants are keeping a low profile out of fear of capture or harassment.

July 5, 2017

 *Clarisa Pérez-Armendáriz is an Assistant Professor at Santa Clara University. Her research, which focuses on how immigrants influence politics in their origin countries, has appeared in Comparative Political Studies and Studies in Comparative International Development.  She is also a participant in the Robert A. Pastor North America Research Initiative.

*David Crow is an Associate Professor of International Studies at CIDE (Mexico City). He is co-PI (and past director) of the Americas and the World survey on international relations and the Human Rights Perceptions Polls, and formerly Associate Director of the Survey Research Center at UC Riverside.  His research has appeared in Comparative Politics, Comparative Political Studies, Political Psychology, Human Rights Quarterly, and elsewhere.

Perspectives on U.S.-Cuba Relations Under Trump

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President Trump announces his administration’s policy toward Cuba. / YouTube / Livestream TV News / Creative Commons

Reversing Obama’s Cuba Policy?

By William M. LeoGrande*

In the two years after President Barack Obama and Cuban President Raúl Castro agreed to normalize relations, Obama tried to make his policy of engagement “irreversible” by opening up travel and trade that would create constituencies with a self-interest in defending engagement. He half-way succeeded. Despite the incendiary rhetoric in which Donald Trump cloaked his new policy when he rolled it out at a rally of Cuban-American hardliners in Miami, the sanctions he announced were limited.

Obama granted general licenses for all 12 categories of legal travel and relaxed other restrictions on who could visit Cuba. Trump rolled back only individualized people-to-people educational travel, so people-to-people visitors must once again travel on organized tours. But they can still go, and bring back rum and cigars.

Obama opened the Cuban market to U.S. businesses by licensing contracts with state enterprises in the travel, telecommunications, pharmaceuticals, construction, agriculture, and consumer goods sectors. Trump prohibited only contracts with Cuban enterprises managed by the military, and even then he exempted all existing contracts, and future contracts involving ports, airports, and telecomm – the sectors in which all but a handful of current U.S. businesses operate.

Trump did not impose any restrictions on Cuban–American family travel and remittances. He did not break diplomatic relations or put Cuba back on the State Department’s terrorism list. He did not restore the wet foot/dry foot policy that gave Cuban immigrants preferential treatment after reaching the United States. He did not abrogate the bilateral agreements on issues of mutual interest negotiated by the Obama administration.

Why such a flaccid set of sanctions from a president who stood on the stage in Little Havana and demonized the Cuban regime as brutal, criminal, depraved, oppressive, murderous, and guilty of “supporting human trafficking, forced labor, and exploitation all around the globe”?

Because Obama’s strategy of creating constituencies in favor of engagement worked. In the weeks leading up to Trump’s announcement, he was deluged with appeals not to retreat from engagement. The U.S. Chamber of Commerce argued in favor of expanding business opportunities, not constricting them. Farmers argued for expanding agricultural sales. Travel providers argued for expanding travel. Fifty-five U.S. Senators cosponsored a bill to lift all travel restrictions. Seven Republican members of Congress and 16 retired senior military officers argued that disengagement would damage national security by boosting Russian and Chinese influence on the island. Polling data showed that large majorities of the public, of Republicans, and even of Cuban Americans support engagement.

Even the executive bureaucracy was won over by the successes scored by the policy of engagement. During the last two years of Obama’s presidency, Cuba and the United States signed 23 bilateral agreements. When Trump ordered an inter-agency review of Cuba policy, the consensus of the agencies involved was that engagement was working and ought to be continued. Trump rejected that conclusion because it did not fit with his political strategy of currying favor with the Cuban-American right, but the agencies fought back successfully against more extreme proposals to roll back Obama’s policies entirely.

Trump’s vicious rhetoric and his open embrace of the goal of regime change – through sanctions, support for dissidents, and “democracy promotion” – risks destroying the atmosphere of mutual respect and good faith that made the gains of Obama’s policy possible. Already, hardliners in Havana who saw engagement as a Trojan Horse for subversion are saying, “We told you so!” Cuba’s private entrepreneurs, who Trump’s policy purportedly aims to help, will be hurt the most by the prohibition on individual people-to-people travel. However, the overall economic impact of his sanctions will be limited, both on U.S. businesses and in Cuba.

Cuba’s official response has been pragmatic but firm. A statement released shortly after Trump’s Miami speech declared, “The Government of Cuba reiterates its willingness to continue respectful dialogue and cooperation on issues of mutual interest, as well as the negotiation of pending bilateral issues with the United States Government…. But it should not be expected that Cuba will make concessions inherent to its sovereignty and independence, nor will it accept any kind of conditionality.”

In all likelihood, political pressures from the constituencies Obama’s policy created will continue to constrain Trump’s impulse to beat up on Cuba, but his loyalty to the exile right and his penchant for bullying will make it impossible to realize further progress toward normalizing relations. That will have to wait until the White House has a new occupant motivated by the national interest rather than by a political IOU given to Miami’s most recalcitrant Cuban-American minority.

*William M. LeoGrande is Professor of Government at American University in Washington, DC, and co-author with Peter Kornbluh of Back Channel to Cuba: The Hidden History of Negotiations between Washington and Havana (University of North Carolina Press, 2015).

Cuba: Trump’s “New Policy”

 

By Ricardo Torres*

The “new policy” toward Cuba that President Trump announced to great fanfare in Miami last Friday features little that is new while seeking to restore oxygen to a failed approach advocated by extreme sectors of the Cuban-American community. While adopting language reflecting the worst traditions of American foreign policy, Trump’s declaration implicitly blessed much of the rapprochement between the two countries introduced by President Obama – diplomatic relations will remain intact, for example. But the new measures he announced have symbolic and practical implications. His Cuban-American backers expended great political capital to change the policy in hope of accelerating regime change on the island, but the Trump approach will instead retard change – while increasing the pain of the Cuban people. Moreover, it will undermine the activities of legitimate U.S. citizens, companies, and groups interested in contact with the island and compromise U.S. citizens’ freedom to travel. They have acted against Trump’s campaign promise to create jobs (threatening thousands of workers who depend on U.S.-Cuba interaction) and increase national security (putting U.S.-Cuba cooperation in counternarcotics, counterterrorism, and illegal migration at risk). The new approach also runs counter to Secretary of State Tillerson’s repeated assertion that U.S. policy is not to impose its values and standards on others.

U.S. national interests seem to have taken a back seat to internal U.S. political factors, particularly the opposition to Obama’s policies among certain groups of the Cuban Americans that had seen their political influence decline over the past decade.

In addition to its symbolic weight, the Trump approach is likely to be felt most strongly in several principal areas. Despite continuing differences between the two countries, both governments had decided to move ahead together. It is difficult to overstate the sense of hope created during the Obama era, with immediate and tangible benefits for both.

Cuba’s internal situation has been changing recently, due to a gradual opening internally and to other nations. A steady increase in visits by foreign businessmen and Cuban travel overseas are evidence of this change. Trump’s rhetoric and actions will only strengthen those sectors inside Cuba that exaggerate the external threat and want to reduce the space for debate in the country.

The economic impact that Trump and his backers want – to hurt the Cuban government – cannot be separated from the harm it will cause the Cuban people. The new measures will probably reduce tourism, which provides a significant flow of revenue to vast sectors of the Cuban population that, in formal or informal jobs, benefit from that industry. Indeed, the much bandied-about private sector has been one of the principal beneficiaries of tourism development.

The Cuban government will assess its options in relations with the United States as well as in domestic policies. It will naturally have to let the U.S. government know that cooperation has yielded mutual benefits to both countries and that this step backward will not be limited to areas that Washington prefers. Havana might look for more ambitious ties with alternative partners, including both allies and competitors of the United States. Internally, rather than slow down, Cuba’s transformation should accelerate. The legitimate needs of the Cuban people should not be postponed in the face of this new adversity. The pace of Cuban reform should never be tied to external threats. As for the Cuban people, they will once again tell all who will listen that they themselves – not those on the other side of the Florida Strait – represent their interests. President Trump has empowered a small group of Cuban Americans to speak for people in Cuba whom they do not know, at the cost of sacrificing U.S. prestige and an array of its national interests. The absurd has become the accepted norm in American politics.

*Ricardo Torres is a Professor at the Centro de Estudios de la Economía Cubana at the University of Havana and a former CLALS Research Fellow.

Macri in the Next 100 Days

By Nicolás Comini*

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Argentine President Mauricio Macri. / Casa de América / Flickr / Creative Commons

Everybody seems to love President Mauricio Macri outside Argentina – it’s not hard to understand why – but he faces tough challenges at home.  Foreign supporters have plenty of reasons to believe in him.  First, he is not Cristina Fernández de Kirchner, the former president whom they branded a populist too close to Venezuela, Bolivia, or Ecuador.  Like many conservatives inside Argentina itself, they see Macri as the person who avoided the “Venezuelization” of the country, and his market-friendly credentials were sealed through his campaign promise of a “rain of investment” and his government’s implementation of a package of measures aimed at financial liberalization, regulatory flexibility, liberalization of foreign trade, and stronger fiscal discipline.  He has been less confrontational in diplomacy.  “Return to the world,” “de-ideologization,” “pragmatism,” and “transparency” are the continuous slogans that draw the foreign accolades.

Things look different at home, however.  The federal government confronts a convoluted scenario in the next 100 days, during which it will face at least three sets of sensitive issues in the run-up to Legislative primaries in August and elections in October.

  • Domestic issues. The government will have to deal with a hostile internal front.  One challenge will be resolving a long-running pay dispute with teacher unions – especially in the province of Buenos Aires.  Another is quelling complaints about steep increases in the costs of government services and deep slashes in funding for Science and Technology, Culture, Human Rights, Health, Production, and Energy.  Macri’s failure to meet inflation reduction targets (prices rose by 40 percent in 2016); the need to stimulate the economy; and debates on tax reform are a daunting agenda.
  • Controversy over human rights and immigration. One of the Achilles’ heels of the current administration is the imprisonment of social activist Milagro Sala in the northwestern province of Jujuy.  An ally of former President Fernández de Kirchner, Sala was arrested in January 2016 – one month after Macri took office – on highly contested charges: initially of “instigate criminal activity disorder” and later of “illicit association, fraud, and extortion.”  Pope Francis, Canadian Prime Minister Trudeau, and UN officials have expressed concern, fueling tensions inside Argentina.  An immigration reform decree facilitating deportations and restricting access at border crossings has been rejected by social movements, international organizations, and much of the Argentine political opposition.  The repudiation is not only felt in the formal political arena but also on the streets.
  • External dynamics with internal consequences. Brazil’s Lava Jato scandal is splashing as much onto Macri’s government as his predecessor’s.  Officials from both administrations are being accused of receiving bribes from Odebrecht, the largest Brazilian construction company, and no one knows how this process will develop hereafter.  Congresswoman and Macri ally Elisa Carrió claims the whole political elite is complicit in the Odebrecht mess.  The “Panama Papers” – leaked from the law firm Mossack Fonseca, which allegedly was involved in helping companies hide bribes paid to a number of South American leaders – has so far not touched Macri, whose family has links to firms cited in the documents.

The August primaries, followed by full legislative elections in October, are a potential inflection point for both Macri and his opponents.  Neither side has yet announced its slate of candidates, but one essential factor is already clear: the candidacy (or not) of Cristina Fernández de Kirchner.  The primary election will define how the pieces of the political chessboard are placed, and Macri’s handling of his economic, political, and social challenges will be decisive.  Achievement of his reform agenda – including the overhauling the National Institute of Statistics and Census (INDEC, accused of cooking data during previous governments), an ambitious “Plan Belgrano” infrastructure program, and the end of currency controls – may not be enough.  The potential reunification of his key Peronist opponents, increased social unrest, splits in his own coalition, and the spillover from the Brazilian crisis suggest a sobering future.  True love cannot be achieved from one day to the next, but in the domestic political arena it is simple to lose it suddenly.

June 8, 2017

* Nicolás Comini is Research Fellow at CLALS; Director of the Bachelor and Master Programs in International Relations (Universidad del Salvador, Argentina); and Professor at the New York University-Buenos Aires.

Brazil: The Day after Temer

By Marcio Cunha Filho*

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Demonstrators in São Paulo demanded the resignation of Brazilian President Temer on May 17, 2017. / Mídia NINJA / Flickr / Creative Commons

Brazil’s political turmoil has reached new heights with the leaking of audio recordings of President Temer allegedly authorizing bribes to prevent the former Speaker of the House, Eduardo Cunha, from concluding a plea bargain arrangement with investigators.  Although the recordings were inconclusive and Temer alleges that they were fabricated, their emergence was enough to push an already fragile government to the verge of collapse in less than 24 hours.  The day after the leak, according to press reports, four of Temer’s ministers were already discussing his replacement at a closed meeting with current Speaker of the House Rodrigo Maia, who is the next in line for succession. Some parties, such as the PPS, have already left Temer’s coalition. The PSDB, Brazil’s largest center-right party and Temer’s main coalition partner, is also discussing a possible withdrawal from government.  (The party’s former President and one of Temer’s closest allies, Senator Aécio Neves, was removed from office by a Supreme Court decision as part of Operation Car Wash.  (See here and here for previous articles about the Lava Jato investigations.)

  • Temer has denied the possibility of resigning, but there are a few ways he could be forcefully removed from office. Most observers argue that, however he departs, the Constitution would require his successor to be indirectly elected by Congress within 30 days.  Others posit, however, that if the Superior Electoral Court condemns Dilma and Temer together for illicit funding in the 2014 Presidential campaign – the trial is in early June and is likely to be the fastest possible way to remove Temer – then the electoral code dictates that new direct popular elections be held (as long as annulment is not declared within the last six months of their term, which ends in December 2018).
  • Key political actors seem to be favoring the scenario in which Congress indirectly elects the successor. Although very fragmented, the Brazilian Congress is mostly conservative or right-leaning, and many of its members fear that former President Luis Inácio Lula da Silva, who polls currently indicate would easily defeat any other candidate, might be elected in a popular election.

In this context, indirect election would put Brazil’s political system on the very edge of legality.  During a similar crisis in 1964, Congress’s ousted left-wing acting Vice President João Goulart and elected another itself, without popular approval, in an act almost universally seen today as illegal.  That act ended up throwing Brazil into a violent military dictatorship that lasted for more than two decades.  In the current political crisis, if Congress were to act against the current rules of the electoral code and without popular approval, this could again be another step towards the establishment of an illegal regime, which could further curtail accountability and democratic mechanisms in the country.  Placing the destiny of the country in the hands of a Congress, with many of its members under investigation themselves, might be a mistake with profound consequences.  Popular elections would also entail great uncertainty as well, but the uncertainty of elections is an inherent element of democratic systems.  When political actors try to limit or manipulate electoral outcomes in the name of predictability or security, this is when democracy dies.

May 19, 2017

* Marcio Cunha Filho is a Ph.D. candidate at the University of Brasília; federal auditor in Brazil’s Office of the Comptroller General; and CLALS Research Fellow.

Ecuador: Moreno’s Victory Probably Not Enough

By John Polga-Hecimovich*

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President-elect Lenín Moreno at a meeting to discuss the presidential transition in April 2017. / Agencia Noticias ANDES / Flickr / Creative Commons

President-elect Lenín Moreno’s narrow victory and modest legislative majority fall short of what he needs to push his costly leftist agenda while simultaneously bridging deep socio-political divisions and struggling with vexing economic challenges.  Moreno, of the ruling Alianza PAIS, narrowly defeated Guillermo Lasso of the CREO movement, 51.16 to 48.84 percent, in Ecuador’s presidential runoff election on April 2.  As a referendum on outgoing president Rafael Correa and his “Citizen’s Revolution,” the election marks a victory for Latin America’s ideological left after setbacks in Argentina, Brazil, and Peru.  The splintered opposition vote largely coalesced behind Lasso’s candidacy – he earned only 28.09 percent in the first round – but an uneven electoral playing field (including support from state-run media and Correa’s deployment of thugs to intimidate Lasso supporters) and his affiliation with the banking crisis of 1999 appear to have hurt him.

  • The incoming government appears committed to continuing Correa’s economic and social policies. Moreno is reassembling many of the further left members of Correa’s team for his own government, including powerful ex-ministers Fander Falconí and María Belén Moncayo.  Although he is more rhetorically moderate than his predecessor, Moreno is an avowed socialist.  As a young man, he was a member of the fringe Marxist-Leninist Revolutionary Left Movement, and as president-elect he has already promised an additional US$2 billion on top of the government’s already unsustainable social spending.  At the same time, Moreno has adopted a more conciliatory tone with the United States than Correa and has already made overtures to social movement leaders that had fallen afoul of the outgoing president.

Although Moreno will enjoy a legislative majority, he is taking office under difficult political and economic circumstances that will test his leadership.  The outgoing government’s politicization of public agencies like the National Electoral Council (CNE) has hurt the president-elect’s legitimacy.  The slim difference in the vote spawned protests outside the CNE in Quito by mostly middle-class members of the opposition.  What is more, despite assurances from the Organization of American States (OAS) and the local NGO Participación Ciudadana that the final vote closely aligned to their internal quick counts, a number of opposition voices maintain that there was electoral fraud. There are more challenges:

  • In the National Assembly, Moreno and his party won 54 percent of the seats (74 of 137) with just 39 percent of popular support due to clever districting and a seat allocation formula that favors large parties. Although this provides for unified government in a constitutional environment that can harshly penalize legislative gridlock, it is also disproportional to the popular support for the party.
  • Moreover, Moreno’s majority may also be more illusory than it appears. As many as 24 of Alianza PAIS’s 74 legislators, 32 percent of the movement’s total seats, were elected via electoral alliance between PAIS and a different party: seven from the Ecuadorian Socialist Party and the remainder from a panoply of inchoate provincial-level movements.  These legislators’ support for PAIS is not guaranteed.

Maintaining his heterogeneous alliance in a country with notoriously high levels of party switching will require a great deal of negotiating skill and flexibility of the inexperienced Moreno.  He possesses limited policymaking options to confront an unviable fiscal situation – the deficit doubled in 2016 – and economic slowdown – according to the IMF, the economy contracted by 2.2 percent in 2016 and is expected to decrease by an additional 1.6 percent in 2017 – and an overvalued currency in real terms.  The Moreno administration confronts the unenviable task of continuing and even expanding an economically costly political project in the midst of fiscal constraints, a fragile political majority, and a limited popular mandate among deep social divisions.  Less daunting situations have felled more experienced leaders in Ecuador’s history.

May 8, 2017

*John Polga-Hecimovich is an Assistant Professor of Political Science at the US Naval Academy.  The views expressed in this article are solely those of the author and do not represent the views of or endorsement by the Naval Academy, the Department of the Navy, the Department of Defense, or the US government.

Can the 2018 Election Overcome Brazil’s Crisis of Legitimacy?

By Fabio Kerche*

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The Brazilian flag. / Club Med UK / Flickr / Creative Commons

The political and economic crisis punctuated by the impeachment of Brazilian President Dilma Rousseff in 2016 persists unabated under the troubled administration of Michel Temer.  Stagnation is fueling unemployment, and the government’s efforts to rein in pensions and limit public spending are reinforcing the perception that the principal objective of those who ousted Dilma is to cut back on social rights promised in the 1988 Constitution and deepened by Dilma and her predecessor, Luiz Inácio Lula da Silva.  Even more ominously, the continuing cascade of corruption allegations is also undermining support for the new government.

  • Surveys show that only 10 percent of Brazilians rate the Temer government as “good” or “great,” and that its legitimacy is further undermined by whistleblowers alleging that the president and nine of his ministers are corrupt.

The notorious “Car Wash” anti-corruption campaign is hurting more than Temer and his men.  Zealous prosecutors and judges are essentially criminalizing not only politicians’ behavior but, through aggressive interpretations of the law, the practice of politics itself.  The targeting of Dilma’s leftist PT is most obvious, but the deluge of charges is now buffeting all the major political parties.  Leaders of the center-right PSDB, including former President Fernando Henrique Cardoso, have been accused of corruption as well.  Except for some miniscule political parties, virtually the entire political system now faces corruption charges.

The 2018 presidential election offers the most plausible avenue for emerging from the crisis, but even that remains highly problematic.  There is a relative consensus among the political class and political analysts that a new, legitimate, and directly elected president could reverse, or at least limit, the deterioration of the political system.  With just over a year remaining for candidates to register, the likely roster is very uncertain, in part because a basic feature of constitutional democracy – that citizens are allowed to compete for office – is increasingly in jeopardy amid the current anti-corruption fever.  Early polls place Lula as the strongest among the likely candidates, and he remains in first place even when surveys include Sérgio Moro, the most important judge in the Car Wash saga, who has not declared himself to be in the running.  But it is unclear whether the courts will let Lula stand for office.  Right-wing media are hammering Lula’s alleged corrupt practices while downplaying those of Temer and his cabinet.  Potential candidates of PSDB have been denounced for receiving bribes and having overseas bank accounts, and their numbers are shrinking in the polls.  An alternative now being floated as a potential PSDB candidate is João Dória, the newly elected mayor of São Paulo who, like U.S. President Donald Trump, is a non-mainstream politician and businessman who formerly hosted the Brazilian version of the TV show The Apprentice.)

  •  This uncertainty – even if the parties resist the continuing wave of Car Wash denunciations and take back some political space from the unelected judicial branch of government – raises the question whether, over the next 18 months, Brazil’s 32 year-old democracy proves itself to be irreversible or to have been an all too brief interlude in the country’s political history. The apparent appeal of outsiders in an environment that is criminalizing politics is a worrisome sign.

April 24, 2017

* Fabio Kerche is Research Fellow at CLALS and Researcher at Casa de Rui Barbosa Foundation, Rio de Janeiro.

Chile: Has the Center-Left Really Turned the Page?

By Stefano Palestini Céspedes*

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By choosing to support Presidential candidate Alejandro Guillier, the Chilean Socialist Party is turning the page on its ideological platform. / Movilh Chile / Flickr / Creative Commons

The Chilean Socialist Party’s rejection of former President and party standard-bearer Ricardo Lagos as its candidate in the Presidential election scheduled for November signals a break with the political program and leadership that it has offered since the end of the Pinochet dictatorship.  But the center-left still has a lot to do to sustain its base going into the future.  In a secret vote – a process that caused heated discussions and revealed deep divisions between factions of the party – the Central Committee decided to support political newcomer Senator Alejandro Guillier.  Already the decision to choose the candidate through a closed-door voting by the leadership, instead of a general consultation as wanted by the party’s constituency, prompted José Miguel Insulza (another historic party figure and former Secretary General of the OAS) to withdraw his own candidacy.

  • The preference for Guillier, a well-known journalist and non-militant of the Socialist Party (PS), has an obvious explanation: the polls. While Guillier ranks second in the polls just behind the center-right candidate – billionaire former President Sebastián Piñera – Lagos remained stuck beneath the threshold of 5 percent. The PS decision cannot be reduced to mere pragmatism, however.  Lagos represented continuity with the generation that has represented the center-left since the restoration of democracy, based on market friendly policies with social redistribution.  Much of its base has grown disillusioned by the pace of redistribution, however, and combined with dismay over signs of corruption –modest in scale by regional standards but politically embarrassing to the party and to incumbent President Michelle Bachelet – that disenchantment jeopardizes PS prospects moving forward.  By following the polls and choosing Guillier, the PS is turning the page of the transition to democracy period.

But the PS may be abandoning its previous ideological platform without a clear idea of what is going to be the new one.  The ideological and programmatic orientations behind Guillier’s candidacy are unclear.  To become the single candidate of the center-left, moreover, Guillier will probably need to compete in primary elections against the candidate of the Christian Democrats.  Whoever emerges from that process will compete in November against two rather well defined ideological positions.

  • The right-wing candidate, Sebastián Piñera, offers a program oriented to undo the progressive reforms undertaken by the Bachelet government, such as reforms of the tax, pension, and education systems. Polls suggest that this program of “neoliberal restoration” may attract centrist voters who, skeptical of the political and social changes associated with those reforms, may prove receptive to Piñera’s contention that they are the cause of a recent slowdown in economic growth and tightening of the labor market.
  • On the opposite end of the spectrum, the leftist coalition Frente Amplio strives to enhance and deepen the reforms; expand social rights and redistribution; and reduce the role of markets, particularly in the educational sector and retirement pensions. In a strategic move, Frente Amplio chose a charismatic journalist (and former radio colleague of Guillier), Beatriz Sánchez, as its candidate.  According to polls, she is already attracting support from prospective voters who Guillier would need in order to become Chile’s next President.

In selecting Guillier, the center-left is acknowledging the exhaustion of its base with the generation that led the Chilean transition to democracy.  Disillusion is particularly deep among younger Chileans who must be a critical foundation for any enduring project of social reform.  Party stalwarts like Lagos and Insulza represent precisely the wrong message in that context.  But if the center-left is clearly trying to turn the page, to succeed it must define its post-transition programmatic platform — or risk being relegated for the first time since Allende’s Unidad Popular to be the third political force after a united right and a united left.

April 20, 2017

Stefano Palestini Céspedes is CLALS Research Fellow and Postdoctoral Fellow at the Department of Political and Social Sciences at the Freie Universität Berlin, where he specializes in international organizations and regional governance.

Bolivia’s Remarkable Political Stability

By Miguel Centellas*

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Political slogans in support of Bolivian President Evo Morales and his MAS party (Movement for Socialism), calling for “500 more years” of their rule. / Francoise Gaujour / Flickr / Creative Commons

In the 11 years since he was first elected president of Bolivia, Evo Morales has delivered remarkable stability and progress even though his drive for power still concerns many opponents.  Along with Venezuela’s Hugo Chávez and Ecuador’s Rafael Correa, he was labelled by some observers as part of the “irresponsible” or “populist” left – in contrast to more “social democratic” leftists like Brazil’s Lula da Silva or Chile’s Michelle Bachelet.  The “populists” were also widely criticized for weakening and playing loose with democratic institutions and for authoritarian practices associated with the region’s caudillo legacy.  But Morales’ course has neither followed Venezuela’s, whose populist regime lies in ruins with no clear exit strategy; nor Ecuador’s, which looks set to accept a peaceful transition of power to the opposition later this year.  Bolivia appears to have reached a sort of political equilibrium.

  • Despite charged economic rhetoric and his championing of leftist socioeconomic policies, Morales has pursued prudent, conservative macroeconomic policies. Bolivia has carefully increased its reserves from a little over $3 billion in 2006 to more than $15 billion by 2014.  As of 2015 reserves amounted to 40 percent of GDP.  At the same time, the GDP has grown from just over $8 billion in 2000 to nearly $33 billion by 2015, with GDP per capita (PPP) nearly doubling from $3,497 to $6,954 in the same time span.
  • Morales’s signature socioeconomic reforms borrow from the “responsible” leftist models, rather than the vertical chavista model. He has created cash transfer programs similar to those used successfully in Mexico and Brazil.  These bonos, including some created by Gonzalo Sánchez de Lozada, provide unconditional cash for pensions, pre- and post-natal care, and education.  While this spending pales in comparison to “megaprojects” such as highways and soccer stadiums, it goes directly to Bolivian households – with obvious political benefit for the Morales government and clear, direct benefits to average Bolivians.
  • The new constitution adopted in 2009 – a product of compromise between Morales and the regionalist opposition – radically decentralized state structure, satisfying opponents’ desire for significant space at the local level. The eastern lowland regionalist opposition can regularly count on winning governorships in Santa Cruz, Beni, and Tarija, while middle-class, liberal opponents win in the major cities of La Paz, Cochabamba, Potosí, and now even El Alto.  This diffuses political conflicts and prevents the consolidation of unified opposition.  Conflict between the central state and regionalists continues, but it has become routinized and therefore has stabilized.
  • The electoral court, elevated to be a “branch” of government in the 2009 constitution, has remained largely impartial, maintained its political independence, and significantly improved its capabilities – increasing Bolivians’ trust in the legitimacy of elections. A referendum last year, rejecting a constitutional reform that would allow Morales to run for another term in 2019, was managed competently and (for the most part) fairly.

Not all is well, however.  Despite losing the referendum, Morales and his MAS party made clear that he intends to find a way to run for reelection yet again in 2019.  The opposition’s concerns about his authoritarian tendencies are not wholly exaggerated.  Indeed, the government frequently lashes out at its perceived enemies in ways that go well beyond the niceties of democratic adversarial politics.  Likewise, there are clear signs that corruption remains deeply rooted within the government.  But none of this contradicts what seems obvious: The MAS government has brought relative prosperity and stability – even fueling optimism that if (or when) it steps down, its transition may be more like the one that Ecuador appears likely to experience later this year than the meltdown that is tearing apart Venezuela.

March 23, 2017

* Miguel Centellas teaches political sociology at the University of Mississippi’s Croft Institute for International Studies and has written extensively on Bolivian electoral and subnational politics.  He also co-directs an interdisciplinary summer field school based in La Paz.

Chile: Between Stability and Uncertainty

By Eduardo Silva and Kenneth Roberts*

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Students protest in Santiago, May 2016. A highly-mobilized Chilean civil society has beset Michelle Bachelet’s second term as president. / Francisco Osorio / Flickr / Creative Commons

With national elections looming at the end of 2017, President Michelle Bachelet’s startling reversal of fortune raises the question of whether the traditional parties’ failure to win broad popular support could give rise to an anti-establishment populist leader.  At the end of her first government in 2010, Bachelet was the most popular president in post-democratic transition Chile.  This go-around, high-profile corruption scandals involving party financing and real estate deals implicating her family (along with both governing and opposition parties) have cut into her support.  Irregularities in the electoral registry before the 2016 municipal elections, an ineffective response to devastating forest fires, concessions over major reforms, and a slowing economy have also hurt her approval ratings, which are hovering near 20 percent, the lowest of any president since 1990.  Her administration has been beset by protests over education reform, labor relations reform, and the private pension system that the military government established in the 1980s.  Tensions and violence flare up continuously over land rights in the south between Mapuche communities and extractive industries.  All of this is occurring in a context of marked secular decline in voter participation and political party identification.

The trend of volatile approval ratings and a mobilized civil society now spans three administrations – Bachelet, Sebastián Piñera (2010-2014), and Bachelet again – from 2006 to 2017.  Unlike in Brazil and Argentina, where “middle class” revolts demanding clean, efficient government and economic growth signified a rightward turn after prolonged center-left rule, most of the protests in Chile come from the left flank, rather than the right.  Moreover, the mainstream parties appear seriously detached from the most active groups in civil society and, as seen in declining levels of party identification, from the citizenry at large.  This raises questions about the future of Chile’s party system, whether its center-left and center-right coalitions can hold together, and the chances for outsider populists.

All things considered, Chile has been a case of exceptional partisan and electoral stability in Latin America since 1990.  The dominant parties and coalitions have won all the elections, without the rise of a major “outsider” populist or a major new “movement party.”  But the next elections may provide a sort of “in between” outcome.  Ex-President Piñera, who has independent tendencies on the right, and a center-left alternative, Alejandro Guillier, are the current frontrunners in presidential primaries scheduled for July.  Guillier is a type of insider, nominated by a small party in a large coalition, with outsider credentials who does not really belong to Chile’s traditional casta política.  At this early point, if Piñera and Guillier win their respective primaries, both would appear to have a shot at winning in November or in December’s runoff – with neither outcome representing a breakdown of the system, nor a widespread electoral protest against mainstream parties.  This suggests, for now, the continuation of a system that is on the surface highly stable in institutional terms, but in reality highly detached from society at large and in particular from youth and the more active, mobilized sectors of civil society.  Neither political coalition shows many signs of significant internal renovation, although Guillier represents at least some change in leadership of the Nueva Mayoría.  However, political systems have been known to limp along under these conditions in the absence of major economic meltdowns, and that may be the most likely outcome of the next electoral cycle in Chile.

February 13, 2017

*Eduardo Silva is Professor of Political Science at Tulane University, and Kenneth Roberts is Professor of Government at Cornell University.