Brazil: Lula Trying to Exert Civilian Control over Security Forces

By Luiza Duarte*

Property damage in the National Congress Building in Brasilia caused by pro-Bolsonaro insurrectionists on January 8, 2023 / Agência Senado / Wikimedia Commons / Creative Commons License

The attack on the Three Powers Plaza in Brasilia on January 8 exposed a civil-military crisis that threatens to hinder President “Lula” da Silva’s efforts to put Brazilian democracy back on track and pursue the agenda for which he was elected. The direct participation of current and former members of the military, the military police, and their family members in the invasion of the country’s Congress, Presidential Palace, and Supreme Court is evidence that the relationship of the new government with the security forces is at the center of its struggle to protect Latin America’s largest democracy.

  • The security forces not only failed to block a coup attempt about which threats were made repeatedly; they protected pro-coup demonstrators for weeks in front of military installations in different states. They also chose not to publicly condemn the unprecedented anti-democratic riots, nor to dismiss baseless claims of electoral fraud. Videos show military police dismantling a barrier in Congress, facilitating the invasion. Evidence suggests that some had been collaborating with the attackers. A recent survey shows that four in 10 public security agents see the January 8 rioters’ demands as “legitimate.”
  • The politicization of the security forces deepened under former President Jair Bolsonaro, when the number of military personnel in civilian leadership positions in the Federal Administration more than doubled – reaching the highest figure since re-democratization in the late 1980s. A retired captain himself, Bolsonaro had a general as his vice president and had 10 state ministers from the uniformed armed forces. His reelection bid in October mobilized support in the defense sector.
  • Before the second round of elections, retired General Maynard Santa Rosa, Bolsonaro’s Secretary for Strategic Affairs for nine months, told the press that police forces may be insufficient to contain possible conflicts in the event of a Bolsonaro defeat. Rather than discourage protests, he suggested that the armed forces could establish order through a Law and Order Guarantee (GLO) decree.

Security threats and signs of security forces’ dissatisfaction with the election results mounted during the transition period to the point that Lula moved to change the military command even before his inauguration. Radical Bolsonaro supporters burned eight vehicles in the capital one day after Lula’s victory was confirmed by the Electoral Court in mid-December. One week before his swearing-in on New Year’s Day, police arrested a suspect in a failed bomb attack – a man who had camped out with other radicals in front of the Brazilian Army’s general headquarters and planned to force a declaration of “state of siege” that would pave the way for a coup.

  • The need to reduce the number of non-civilians in the government was recognized by the new administration before January 8, but the coup attempt made it urgent to move quickly. In the aftermath of the attacks, Lula sacked the country’s Army chief, Júlio Cesar de Arruda (in the position for less than one month); changed the command of Federal Police in 18 states; and dismissed 26 commanders of the Federal Highway Police. The latter was involved in widespread allegations of illegal roadblocks on election day, raising fears of voter suppression in pro-Lula regions.
  • The day after the January 8 attack, the Federal District governor was suspended for 90 days. One week after, Brazilian police searched the residence of Anderson Torres, Bolsonaro’s Justice Minister and in charge of Brasilia’s public security at the time, and found a draft decree to overturn the election results. Torres was arrested on suspicion of “omission” and “connivance.” In all, Lula so far has removed more than 140 troops assigned to different bodies linked to the Presidency, including some in charge of his security, for which the Federal Police is now responsible.

The political capital garnered by the new government after January 8 opens a window of opportunity for long-needed reform to address the military’s institutional hold on power. Less than two months into his presidency, Lula has announced changes in the Brazilian public security structure, including the restructuring of the Institutional Security Office (GSI) to remove the Brazilian Intelligence Agency (BIN) from military control. At the same time, the new administration is defending the creation of a permanent National Guard to replace the federal district military police in the protection of federal institutions in the capital. The new force would also act in indigenous lands and border areas and support state security, as the National Force currently does.

  • The security forces grew once again into a non-legitimate political actor, reversing progress made over the past 37 years. Brazil now has a fragile combination of political will and conditions to press for accountability and civilian control over the armed services.

*Luiza Duarte is a Research Fellow at the Center for Latin American and Latino Studies (CLALS) and at the Wilson Center, Brazil Institute. Duarte holds a PhD in Political Science from Sorbonne Nouvelle University’s Institute of Latin American Studies.

Brazil: Military Looking out for Its Own Interests, Not Bolsonaro’s

By Matheus de Oliveira Pereira*

An Ordem e Progresso badge on a Brazilian soldier / Wikimedia Commons / Creative Commons License

Despite President Bolsonaro’s bluster about rejecting the results of Brazil’s national elections on October 2nd, the military does not appear likely to intervene on his behalf – preferring instead to use its power with whoever wins the election to avoid accountability, reduce civilian oversight, and protect its own institutional interests.  

Bolsonaro worked hard during his term to curry favor with the military, giving it significant policy positions and influence.  

  • Based on data from the government’s Tribunal de Contas de União, William Nozaki estimates that more than 6,000 active military personnel took government positions during Bolsonaro’s presidency, including six critical Ministers of State. An intelligence task force created by interim President Temer in 2018 is now dominated by the military. Another 8,540 benefit from public contracts. Retired officers figure prominently in public debate with the government’s endorsement. 
  • This level of participation also reflects the military’s support – at least implicit – for Bolsonaro’s political project. General Eduardo Pazzuelo, who was in charge of the government’s disastrous response to COVID-19, is running for Congress as a member of his party. In São Paulo, General Tarcísio de Freitas is running for governor as an ally as well. Bolsonaro, a retired officer himself, is seeking the presidency again with a general officer as his running mate. 
  • Some officers claim that they have been a moderating force on the President’s impulses. Like the party’s Centrão group, they say they’re pushing for a more “presidential,” less divisive style by the Executive. The divisions in the party, however, are mostly for image rather than reflective of real cleavages, as are the claims of military officers, who frequently embrace Bolsonaro’s conspiratorial allegations about electronic voting machines and other matters.  

Most officers believe it is crucial to keep feeding the narrative that the security forces have not compromised their non-partisan, non-political role. They are also undoubtedly aware that a coup to keep Bolsonaro in power would face significant international resistance, particularly in the Americas. Also, backing a coup led by Bolsonaro would further deepen their role in the government in a context of tough times, mainly in the economy. 

  • Disinterest in a Bolsonaro coup project does not mean that they welcome Lula da Silva’s return as President. He still faces significant resistance in the barracks. The Army Commander, claiming he is not involved in electoral matters, has avoided contact with emissaries of Lula’s campaign. Figures close to the former president, however, have repeatedly stated that they trust the Armed Forces to respect the outcome of the polls. 

The mere speculation that the military would support Bolsonaro’s claims of fraud so seriously and allow him to remain in power is compelling evidence of how damaged Brazilian democracy and military adherence to democratic principles are. Even if the high command does not support Bolsonaro’s schemes, it seems headed to a different, and perhaps more destructive, approach to using its power – bargaining with whoever wins in October by trading military promises of non-intervention in return for civilian promises to pull back from investigations into its behavior and from future oversight. The officers will probably demand a commitment that the new government would grant an amnesty for mismanagement and corruption during the Bolsonaro years, and would not take steps to restrain their autonomy in budgetary matters. 

  • Some members of Lula’s entourage appear aware of the dangers of this scenario and are reportedly looking for creative solutions to it, especially if Bolsonaro’s base mobilizes and causes serious instability, which Lula would need security forces’ help controlling. However much Lula would want to reject a deal with the military, he may be boxed in by a lack of political support for confrontation and his own conciliatory tendencies during the campaign.  
  • If Brazil repeats the mistake it made 37 years ago – when the main political forces did not face the country’s authoritarian past nor establish mechanisms to effectively limit the military’s political autonomy – the country will again be missing a crucial opportunity to impose civilian control over the military and build a better, more robust democracy. 

* Matheus de Oliveira Pereira is a professor of International Relations at the Pontifical Catholic University of São Paulo and at the University of Ribeirão Preto, and a researcher at the INCT-INEU and GEDES. He is a former CLALS fellow

South America: Future Global Green Hydrogen Hub?

by Thomas Andrew O’Keefe*

An oil rig off the coast of Brazil / Redacción EFEverde / Creative Commons license

A handful of South American countries have long produced hydrogen using fossil fuels for their domestic hydrocarbon, steel, and petrochemical industries, but early efforts by Brazil, Chile and Uruguay to shift to renewable and carbon-free energy sources, along with the emergence of new lower-cost technologies, could position the continent as a leading global green hydrogen supplier.

  • Hydrogen is the most abundant element in the universe and can be produced from water utilizing the electrolysis process whereby a direct current is applied to separate hydrogen and oxygen molecules. The hydrogen gas that is produced can be either burned – for heat or to generate electricity – or stored in fuel cells that produce electricity to power transportation.
  • South America has been producing hydrogen for several decades. Many countries on the continent are already important hydrogen producers for the steel and petrochemical industries, including the manufacture of fertilizers, as well as for refining heavy-crude petroleum products. The electricity to facilitate electrolysis in South America currently relies exclusively on fossil fuels. This explains why hydrogen production is today a major source of greenhouse emissions in some South American countries.
  • Countries with substantial hydrocarbon reserves such as Argentina, Bolivia, Brazil, Colombia, and Peru also have the potential to utilize natural gas to produce so-called “blue” hydrogen, which incorporates carbon-capture and storage technology. The technologies to ensure the elimination of all greenhouse house emissions associated with the extraction, transport, and use of natural gas have yet to be developed.

Three South American countries have a jump on producing “green” hydrogen, made exclusively with renewable and carbon-free energy resources such as geothermal, hydro, solar, wind, and even nuclear power for electrolysis.

  • In 2020 the outgoing administration of Sebastián Piñera of Chile launched an ambitious plan to convert the country into a major global exporter of green hydrogen by 2030. An Australian company at the end of 2021 announced plans to invest $8.2 billion to build a major export-oriented green hydrogen complex in the southern Argentine province of Rio Negro. A pilot project in Argentina has been producing small amounts of electrolytic hydrogen from wind power since 2008.
  • Chile and Uruguay are best positioned to attract green hydrogen investment projects, given their long-term national energy plans forged through extensive stakeholder consensus-building efforts as well as stable economic policies and predictable regulatory frameworks. These factors contributed to putting both countries at the forefront of the continent’s transition to a greener energy matrix. The Santiago metro system, for example, is now powered exclusively by renewable energy, while Uruguay is often ranked behind Denmark as a global leader in terms of wind-generated electricity.

Converting South America into a major global green hydrogen exporter will require new and less costly technologies to produce, transport, and consume it. Ideally, South American governments should encourage regional research and development of new technologies to reduce the current high costs to produce green hydrogen, perhaps with funding from the Development Bank of Latin America (CAF), which is now based in Montevideo, or the Fund for the Structural Convergence of the MERCOSUR (FOCIM). Regional economic integration schemes such as the Andean Community and MERCOSUR can also facilitate the creation of new supply chains for manufacturing competitively priced inputs such as fuel cells and electrolysers to produce hydrogen from water. Another missing piece is a low-cost way to overcome hydrogen’s comparatively low energy density. At present you need about three times more space to store hydrogen to make the equivalent level of energy sourced from natural gas. Retrofitting existing pipeline networks and devising innovative ways to more cheaply transport hydrogen over long distances, is also necessary.

  • South American countries would be wise to decarbonize domestic transport and industry through wide-spread use of green hydrogen before making the leap to global exports. Serving global markets sustainably will also require the deployment of low-carbon transport options to replace the current fleet of long-distance ships that rely on highly polluting diesel. Utilizing liquid hydrogen or ammonia and even methanol produced with green hydrogen to power ocean-going vessels may provide the solution.

June 3, 2022

* Thomas Andrew O’Keefe is President of Mercosur Consulting Group, Ltd. and a lecturer with the International Relations Program at Stanford University.

Brazil: Hoping for Better Times

By Fábio Kerche*

Brazilian President Jair Bolsonaro with a crowd of supporters/ Palácio do Planato/ Flickr/ Creative Commons License

Brazilian former President Lula da Silva begins his campaign for the October 2022 elections seeking to broaden his support beyond the left-wing – not just to win the election but to rebuild democracy and create a stronger base for a future administration. Cleared of the lawsuits that kept him out of the 2018 elections (which brought President Jair Bolsonaro to power), Lula leads all polls by a wide margin and could even win the 50 percent of votes necessary for a first-round victory.

  • In second place, albeit with a high level of voter rejection in surveys, appears Bolsonaro. Polls show that he has very faithful supporters – enough to survive the first round of voting – but that he will have problems attracting others in a second round. Much lower in the polls are Sergio Moro, the former judge who arrested Lula in conjunction with the Lava Jato case and prevented him from running in 2018, and Ciro Gomes, a former Lula ally who today variously presents himself as a left-wing or right-wing candidate.
  • The situation is so favorable for Lula that some political analysts speculate that Bolsonaro, Moro, and Gomes, unless their ratings turn around soon, could withdraw their candidacies and run for Congress instead. In Brazil, being a congressperson ensures protection from the Judiciary; members cannot be tried by lower court judges. Being out of office can be dangerous, especially for Bolsonaro, who faces an avalanche of corruption allegations (along with his sons) and possible charges related to policies stemming from the government’s handling of the COVID pandemic.

Lula’s ambitions include building political support in a Congress traditionally fragmented among multiple political parties. His strategy is to dialogue with all, from the moderate right-wing to those who supported his imprisonment for more than 500 days and the impeachment of his successor, President Dilma Rousseff.

  • He has surprised supporters by signaling that he will offer the vice presidency to former São Paulo Governor Geraldo Alckmin, positioned on the center-right in Brazilian politics. Alckmin, who was a member of the PDSB, a party historically opposed to the PT, ran for president against Lula in 2006. Observers believe an alliance with him does not give Lula a significant boost – historically vice-presidential candidates don’t bring in a substantial number of votes – but its symbolism is strong, signaling that a priority is to protect the democracy threatened by Bolsonaro. What is at stake in this perspective are not public policies, as in a normal political campaign, but rather ensuring democracy itself.

Lula’s outreach and emphasis on building a moderate unity government seem intended both to win the election and set a new tone in Brazilian politics – leaving speechless those who accused him of being radical. There is little cost in terms of policies; the platform is not very different from what he did in his past administration: social policies with moderation in the economy. The market is already responding positively and lessening its aversion to the former president. Lula is trying to remind them that in his administration the poor improved their lives, but the economy was in very good shape as well.

  • If Lula should become the new president in 2023, as appears likely, he will still face many arduous tasks. The Bolsonaro government has dismantled many public policies without presenting alternatives. Cuts in the budgets for health, education, science, technology, and more have significantly reduced capabilities. In addition, Bolsonaro appointed unqualified heads in important agencies, disorganizing public services. The economy is bad; inflation is back (10 percent last year); and unemployment is high (11‑13 percent). The International Monetary Fund has forecast a 0.3 percent GPD increase in 2022. Lula is remembered as a great president – he left with 87 percent approval ratings – but he can’t work miracles. In any case, Lula seems to be the hope of better times for more and more Brazilians.

February 17, 2022

* Fábio Kerche is a professor at UNIRIO in Rio de Janeiro. He was a CLALS Research Fellow in 2016-2017.

Brazil: COVID Pandemic Worsens Gender Inequalities

By Cristina Pereira Vieceli*

Participation rate of men and women in the labor market – fourth quarter 2014 to second quarter 2021


Source: Author’s elaboration based on PNAD-C/IBGE.

The COVID‑19 pandemic has worsened the already precarious state of employment for women in Brazil, reversing the modest progress they made in recent years and deepening gender inequalities. Brazil has had one of the world’s worst infection and death rates during the pandemic. As of last month, more than 600,000 people had died from the disease, second worst worldwide in absolute numbers. The pandemic has profoundly affected the Brazilian economy, mainly hurting the poorest populations, including women.

The 2015‑2016 recession and its aftermath, as well as neoliberal reforms introduced in 2017, left Brazil and particularly its labor force vulnerable to the pandemic and resulting economic slowdown.

  • The industrial and civil construction sectors, for example, underwent changes that had a profound impact on the labor market, with the deepening of the precariousness of contractual forms of employment. Labor reforms established, among other changes, new hiring formats, such as intermittent working hours and more flexible rules for part-time contracts. Promoted as necessary to “modernize” the labor market and thus increase productivity and hiring, the reforms have actually increased informality in the labor market and growth in self-employment. Between the fourth quarter of 2014 and second quarter of this year, the number of registered workers dropped from 36.35 million to 33.66 million – a decrease of 2.682 million jobs. Informal jobs increased by 1.435 million during the same period.
  • Women workers experienced divergent effects from the recession. From 2015 to 2019, the percentage of female private-sector employees decreased from 43.6 percent to 42.06 percent, but expansion of self-employment increased their overall participation rate from 50.6 percent to 53.1 percent. Wage inequalities between men and women, against a backdrop of falling wages for the working class, also narrowed. This “feminization of the workforce” occurred mainly between the fourth quarter 2014 and the first quarter of 2017, when the average working female’s earnings rose from 75.41 percent of the average male’s to 78.64 percent.

The pandemic hit a precarious labor market – with dire implications for labor security, especially among women. 

  • In the year beginning the fourth quarter of 2019, about 3.8 million formal jobs in the private sector for both women and men disappeared. Between the fourth quarter of 2020 and the second quarter of this year – the period of greatest pandemic control – only 304,000 jobs were created in the formal private sector, and informal-sector jobs dipped by about 1.9 million. Unregistered workers in the private and public sectors, including domestic workers, self-employed, and auxiliary family workers – 44.3 percent of the workforce (or 41 million workers) in 2014 – amounted to 48.73 percent (43 million) this year. 
  • With COVID, the upward trend in participation of women in the labor market has reversed. Activities that employ women in education, tourism, and public and domestic services have contracted, while unpaid domestic work has increased the burden facing the female workforce. Men at the same social level have also suffered setbacks (dropping 4.7 percent in participation), but women have left the workforce in greater numbers (dropping 5.3 percent). The income ratio between women and men has also declined because many women work in sectorswith a low level of formalization. 

The labor participation of men and women remains deeply polarized and, while both sexes face greater overall precariousness, the data clearly show that women have suffered significantly greater setbacks over the years. The unemployment rate among women grew from 7.7 percent in the fourth quarter of 2014 to 13.1 percent in the fourth quarter of 2019 – and jumped to 17.1 percent this year. Male unemployment was 9.2 percent in 2019 and 11.7 percent in the second quarter of 2021.

  • In-depth analysis of the data by class, race, and age would almost certainly show a similar trend: the vulnerable have grown more vulnerable through the country’s crises. It is clear that the populations most affected by the pandemic are those belonging to the low-income classes, which have a strong racial bias. Domestic workers, for example, were hit hard by job losses, with a dropout of 1.286 million workers in 2020 alone. Considering that more than 60 percent of domestic workers are black, most are in informal jobs with low wages.

November 3, 2021

Cristina Pereira Vieceli is an economist at the Inter-Union Department of Statistics and Socio-Economic Studies (DIEESE) in Florianópolis and the Universidade Federal do Rio Grande do Sul (UFRGS) in Porto Alegre. She is also a faculty fellow in economics at American University.

Brazil: Where Will Bolsonaro Ramp Up Tensions Next?

By Matthew Taylor*

Demonstration in Support of Bolsonaro/ Editorial J/ Flickr/ Creative Commons License

Brazil’s September 7 holiday brought supporters of President Bolsonaro out in droves to hear him – standing next to his Defense Minister and his vice president (a retired general) – threaten the country’s Supreme Court, which he accused of politicization and abuse, and Congress, which has angered him by failing to pass his pet electoral legislation replacing electronic polling with paper ballots. Although the day’s events did not lead to significant violence, they portend further tensions and perhaps major disruptions ahead.

Great trepidation preceded the Independence Day confrontations. Some observers even worried that the demonstrations might become a rehearsal for an “auto-golpe,” triggering violence that might provide the excuse for a military intervention. The fact that the demonstrations (and counter-protests) came off without significant violence was cause for a collective sigh of relief.

  • While the crowds in Brasília, São Paulo, and a few other cities were energetic, they were – with a few exceptions – peaceful. Although small skirmishes with the police broke out, the police did not escalate matters, join demonstrators, allow conflict to escalate between protestors and counter-protestors, or otherwise create conditions that might generate excuses for the re-imposition of “law and order.” Even though many of Bolsonaro’s supporters carried messages calling for an end to the high court and for military intervention, and a few uniformed officers wandered through the crowds, both state police forces and the military chose to remain on the sidelines.

Nonetheless, the fact that reasonable observers worry that September 7 could become a breaking point is itself a sign of how bad things have become. Indeed, the question now is less one of whether Bolsonaro will further ramp up tensions, but of how he will do so.

  • The weak president, whose net popularity rating has been in the negative double digits since March appears to be trying to seize back public attention after a series of embarrassing scandals enveloped his family and his administration. His recent statement, repeated to demonstrators on September 7, that he would only leave office “under arrest, dead, or victorious” suggests he is willing to heighten tensions to protect his self-interest.
  • Bolsonaro may have further isolated himself politically this week, alienating legislative allies from the transactional and fickle Centrão parties that back his administration. They are likely to melt away as the 2022 elections approach, looking to back a winner. Impeachment murmurings in Congress also picked up yesterday. His record shows that, as his hold on power evaporates, he will be increasingly willing to push matters to hold onto office.

The Independence Day crowds were impressive enough that Bolsonaro’s appetite for adulation may be sated for now, but his supporters remain an angry minority bent on defending their leader. The 13 months between Independence Day and the October 2022 elections will be marked by significant tension, exacerbated by the President himself, along with any of his allies in the military and police who are willing to be dragged along. 

  • An analytical survey by Wendy Hunter and Diego Vega points to a number of worrisome factors within the military, including a three-fold increase in the number of military personnel in appointed positions between 2014 and 2020; Bolsonaro’s decision to increase military salaries and budgets (against a general context of fiscal austerity); and his calls to deploy the military to “defend civil liberties” against those calling for a vaccine mandate. The military has “become more assertive in engaging in political debates” and “leverage[d] the relationship to advance their own interest.” Yet Hunter and Vega also note that the military high command has growing reservations about propping up an increasingly unpopular president, and they “do not anticipate a democratic breakdown through an institutional military intervention, a traditional coup or even an incumbent takeover.”
  • A possibly greater challenge to democracy may emerge from Brazil’s truculent state police forces. The run-up to September 7 suggested that Bolsonaro’s appeal among the police might be even more widespread than within the military, and high-ranking police officers in São Paulo state in particular have been worryingly active in national politics in recent weeks. A number of high-profile police officers who were elected to public office during the 2018 elections were present in the September 7 demonstrations. The increasing politicization of police forces is particularly perturbing because of their potential to disrupt street-level politics. But so far, police discipline has held, with only small groups of police, many of whom are retired, actively backing the President.
  • With the police and the military seemingly on the sidelines, one possibility is that Bolsonaro may encourage supporters to target the courts. It is no mistake that a weakened Bolsonaro has chosen the vulnerable Supreme Court as his foil, and one of his most frightening bits of bluster on September 7 was the threat not to comply with the Court’s decisions. It is not hard to imagine a scenario in which the Court pushes Bolsonaro into a corner, ordering another ally to jail, for example – with the President and his allies responding with flagrant disobedience and heated rhetoric about the court’s alleged partisanship and illegitimacy.

September 8, 2021

* Matthew Taylor is Associate Professor at the School of International Service at American University. This article updates one published on the Brazil Research Initiative blog.

Brazil: Case Study of How NOT to Handle a Pandemic

By Ingrid Fontes*

A health professional from the Special Indigenous Health District (DSEI) prepares a dose of the CoronaVac vaccine/ International Monetary Fund/ Flickr/ Creative Commons License

Most of the blame for Brazil’s inept response to the COVID‑19 pandemic – including the highest per capita death rate in the world (214 per 100,000) – falls squarely on the shoulders of President Jair Bolsonaro. Some of the severe criticism of the President – including some in an ongoing Senate investigation – is surely politically driven, but government foot-dragging and bad decisions, compounding the country’s political economy of corruption, have worsened the 15-month crisis.

  • The country has recorded 16.2 million cases and 452,000 deaths, according to Johns Hopkins University’s COVID‑19 Dashboard. Since early May, Brazil has had a moving average of more than 2,000 deaths per day.
  • Vaccinations have lagged even though Brazil has a competent infrastructure for administering conventional flu shots. As of this week, Brazil has administered a total of 63.7 million doses, with nearly 14.74 percent of the population receiving at least one dose, and 7.15 percent receiving both doses (13.2 million) – out of a population of more than 212 million. That’s below Chile (41 percent fully vaccinated) and Uruguay (28 percent); more than Mexico (9 percent); and well ahead of Peru (3 percent) and Ecuador (3 percent), according to a tracking website.

Government efforts ran into some longstanding obstacles, but many problems directly resulted from Bolsonaro policies that, according to many observers and experts, were minimalist if not obstructionist.

  • The country’s health system has long been underfunded, but the chaos has been the result of government actions. Four ministers of health have cycled through the job during the pandemic. The President and his administration have willfully disseminated information about the pandemic and vaccines, including that some shots will “turn you into a crocodile,” that have been roundly debunked. Bolsonaro has hosted large events without masks and social distancing.
  • Initially calling COVID a “little flu,” the government failed to begin arranging the purchase of vaccines in mid-2020 and later refused several offers by Pfizer that would have guaranteed it millions of vaccines. It rejected a liability waiver that the United States, EU, UK, Japan, and other Latin American countries had accepted.
  • The government also refused public calls to develop an immunization plan and delayed training healthcare professionals to administer the vaccine. When Brazil received its first batch of Pfizer/BioNTech vaccines last month, the government stated it would distribute them to its 27 capitals in a “proportional and equal” division, but the lack of a detailed plan has led to wasted doses, shortages, and the suspension of vaccinations.

Corruption has also hampered efforts. Congress authorized US$50.8 billion in April 2020 and allowed all levels of government to purchase ventilators, intensive care beds, masks, and other supplies without bids and the usual bureaucratic review. By August, auditors were already warning that less than 8 percent of funds expended had gone directly to fight the disease. Of seven field hospitals the ex-governor of Rio de Janeiro ordered, five never opened. State and public prosecutors have already developed various cases of companies bilking more than US$70 million in each of various schemes. A lot of key equipment, such as respirators, and protective gear, never reached patients.

  • The government was slow to crack down on scams, such as the sale of bogus cures, that stole citizens’ money and undermined their confidence. The resident of a luxury building in Belo Horizonte, for example, told police that both the nurse and vaccine he paid US$100 for turned out to be false.

Other Latin American countries have struggled with the pandemic, of course, but Brazil’s performance falls far short of what it could have achieved with effective leadership and transparency. The harm has been magnified by the country’s interconnected and problematic political economy, specifically corruption. which has created a perfect storm of government ineffectiveness.

  • The President’s personal role is not to be underestimated, both in his deeds, such as undermining state and local governments’ efforts to contain the disease, and his inaction. Ironically, even communities that oppose Bolsonaro, or at least have no reason to heed him, have been heavily influenced by his example. Indigenous leaders report, for instance, that his refusal to accept the Chinese vaccine has contributed to vaccine hesitation among the 410,000 adults in indigenous villages. His rhetoric has made thousands of supporters refuse taking the vaccine.

* Ingrid Fontes is a student in the School of Public Affairs and School of International Service, with a particular focus on Brazil.

Lula Is Back, But What About Brazilian Democracy?

By Fábio Kerche and Marjorie Marona*

Rally in Support of Lula/ Ricardo Cifuentes/ Wikimedia Commons/ Creative Commons License

Former Brazilian President Lula da Silva recovered his political rights last month when the Supreme Court overturned his convictions on corruption charges, but Brazil will need more than a simple court decision to restore the country’s confidence in its democracy and institutions after years of political turmoil.

  • The court ruled that the conduct and decisions of then-Judge Sergio Moro and the Operação Lava Jato (Carwash) investigators that landed Lula in prison were not impartial and, therefore, the justices invalidated the conviction of the former president (2003-2011). The case began to unravel in 2019 when a Brazil-based U.S. journalist, Glenn Greenwald, published leaked private conversations between Moro and the prosecutors showing a highly politicized agenda. The ruling reinforced the public perception that Lula was innocent and that Lava Jato was used as a political weapon against him and his Workers’ Party (PT).
  • The action opened the door for Lula to be a presidential candidate in 2022. It also demands restarting the trial from ground zero, but the consensus among legal experts is that a re-trial cannot be mounted before the election.

Lula’s return coincides with a period in which President Jair Bolsonaro faces enormous difficulties. The Senate is currently investigating his government’s alleged negligence in the 400,000 deaths caused by its COVID policies. Furthermore, the Brazilian economy is not recovering, as the Bolsonaro team asserts. Unemployment is over 14 percent, and hunger has reemerged as a perverse reality for millions of Brazilians. According to a Datafolha poll, only 24 percent of Brazilians consider the government to be good. Bolsonaro suffers from the lowest polls among presidents in the democratic period, except for Fernando Collor as he resigned in the face of impeachment.

  • The same poll shows that Lula would handily beat Bolsonaro in a presidential election – 41 percent to 23 percent among intending voters. In a second round, Lula would beat Bolsonaro 55 percent to 32 percent. Moreover, the public narratives pushed by Bolsonaro supporters trying to identify Lula as a radical left-winger are being put aside. The press, despite repeated attacks by the current government, portrays Lula as a much more reasonable alternative than Bolsonaro. Lula is emerging as a conciliator and a moderate center-left politician.
  • Attempts to build a center-right candidacy, a so-called terceira via (third way), seem to be getting little traction so far. The growth of center-right parties in the 2020 municipal elections is not being reflected at the national level, and the TV pop stars cited as potential 2022 Presidential candidates are not gaining momentum.  

Far from radicalizing him, Lula’s 580 days in prison seem to have softened his sharp edges, and his immediate full-time focus on looking for solutions to the COVID crisis fits his strategy of reminding the public that Brazil was a better country under his government. He is not in a rush to officially launch his candidacy, but he’s talking to several parties and leaders – even those in favor of Dilma Rousseff’s controversial impeachment and of Lava Jato, which portrayed the Workers’ Party as a criminal enterprise. He is also looking into possible alliances in state elections in exchange for broad support for his candidacy. There are indications that his vice-presidential running mate will be someone closer to the center-right, signaling that his government will be of reconstruction and not of polarization. But the path ahead isn’t necessarily easy for Lula. Bolsonaro has a group of loyal supporters and, even with a slow pace of vaccinations, there is a chance that all Brazilians will be protected from COVID by the end of this year, bringing hope for better times. Bolsonaro is also providing financial aid to the poor, which will help him recover voter share.

  • The 2022 election is perhaps the most critical test for Brazil’s fragile democracy since redemocratization. The Bolsonaro government, whose handling of national challenges has been highly problematic, continues to flirt with authoritarian measures. Civil and human rights are being weakened. Whether Bolsonaro ultimately succeeds in consolidating a regime of his own design or becomes merely a stumbling block in Brazil’s democratic history now looks likely to depend on a 75-year-old former president and former union leader who’s returned from prison to provide, yet again, an alternative to the status quo.

May 19, 2021

* Fábio Kerche is a professor at the Federal University of the State of Rio de Janeiro (UNIRIO) and former CLALS Research Fellow. Marjorie Marona is a professor at the Federal University of Minas Gerais (UFMG).

Brazil: Congress Shows Leadership on COVID-19

By Beatriz Rey*

National Congress of Brazil, Plenary Session, 2020/ Senado Federal/ Flickr/ Creative Commons License

The Brazilian Congress has been the leading force in combating the COVID‑19 pandemic and its disastrous impact on the Brazilian economy, made necessary by the disorganization of the administration of President Jair Bolsonaro in proposing and securing the approval of legislation. The President of the Chamber of Deputies, Rodrigo Maia, recently pointed out that, following a trend that predates Bolsonaro, no substantial vote would have occurred without legislators’ leadership.

  • Political scientists have ranked Brazilian presidents as among the traditionally most powerful in the world. Unlike their U.S. counterparts, presidents in Brazil can initiate almost any type of bill in Congress, enabling them to be the dominant player behind major policy reforms. However, this pattern began to shift in the 2000s. Political scientist Acir Almeida has documented 2009 as the year in which Congress – for the first time ever – passed more legislation of its own drafting than that proposed by the presidency. In that Congressional session (2007-2010), 371 laws were legislator-sponsored – more than three times the 113 President-sponsored laws passed. The number of laws sponsored by the presidency dropped to 86 in the next Congressional session (2011-2014), compared to 297 by Congressmen. Between 2015 and 2018, lawmakers approved 369 of their own bills, while only 42 executive-sponsored bills became law. 

Congress has especially exerted leadership during the pandemic, during which the coronavirus has dominated the legislative agenda. (Almost half of the 133 bills that Congress passed last year were linked to the public health and economic impact of COVID‑19.) Legislators proposed 96 percent of the total 2,377 pandemic-related bills drafted. Bills initiated by the Legislative and the Executive branches experienced similar approval rates – roughly 47 percent of the Administration’s and 52 percent of the Congress’s – but all but one of the President’s laws were approved as provisional decrees, which are like executive orders in the United States. Executive decrees are arguably easier to pass than other bills. 

  • The coronavirus emergency aid program was one of the legislator-sponsored bills. The country’s most important COVID-19 policy to deal with the economic consequences of the pandemic, its legal framework originated in a bill submitted by Congressman Eduardo Barbosa. The program’s approval also demonstrated Congressional activism in the level of funding. The Federal Government initially proposed a monthly benefit of 200 reals (about $55), but the Chamber of Deputies counterproposal of 500 reals put pressure on the government to increase the benefit to 600 reals (about $110).

The legislative branch naturally embodies a broader array of social, political, and economic interests than the President and his Administration, which, although elected with support from several segments of society, has a much smaller reach.

  • Congress’s performance indicates that it is able to serve – with at least some presidents – as a co-policymaker, potentially improving the quality of policy debates, acceptability among political actors, and the likelihood of successful implementation. A public opinion poll by Datafolha suggests that four in every 10 Brazilians aged 18 years or older requested emergency coronavirus aid. Indeed, a study by Fundação Getulio Vargas estimates that the program decreased the country’s poverty rate by 23.7 percent (compared to 2019). This means that 15 million Brazilians had left poverty by last August. These results validate the Congressional activism and lay the groundwork for more in the future.

January 12, 2021

* Beatriz Rey is a CLALS Research Fellow. Parts of this article appeared on the Wilson Center website and in the Brazilian Report. 

Brazil: When Will the Government Act to Reduce Firearm Deaths Among Children?

By Beatriz Rey and Estevan Muniz*

Brazilian police
Police in a city in Brazil./ dfactory/ Flickr/ Creative Commons License

Gun-related violence against Brazilian children and teenagers has been alarmingly high for years – rising to 9,818 in 2017 and 8,253 in 2018 – but the Brazilian government has paid little attention to the issue. Seventy percent of the over 140,000 children and teenagers (0-19 years old) killed in firearm-related incidents between 2001 and 2018 were Black. While exact figures remain elusive, the independent Brazilian Public Security Forum estimates about one in almost five of the deaths – 2,884 children and teenagers in the two-year period 2017‑18 – resulted from police interventions.

  • The issue first appeared on the Congressional agenda in 1992, when legislators created a Parliamentary Inquiry Committee (CPI) in the Chamber of Deputies to investigate the high number of killings of children and teenagers. Of the eight bills proposed by the CPI, only two became law – one establishing restrictions on private security companies and one removing some immunities from military police who commit crimes against civilians. Neither law has directly impacted the killing of children and teenagers. Several other bills, including one that would have created a National Code for Gun Ownership, failed.
  • Legislators instituted another CPI in 2015 (in the Senate) to examine homicides among Black youths. Their work resulted in a single bill (PLS 240/2016) that proposed a National Plan to Combat the Killing of Young People. The plan aims to reduce the number of youth homicides to less than 10 for every 100,000 youths over the next 10 years and to prosecute up to 80 percent of crimes against them. The Senate approved the bill (now called PL 9796/2018) in 2018, but no Chamber vote has occurred.
  • An executive branch initiative, enacted by the administration of former President Lula da Silva in partnership with UNICEF and the Favelas Observatory in 2009, was the Program for the Reduction of Lethal Violence Against Adolescents and Youth (PRVL), which attempted to mobilize key societal actors, produce indicators of lethality, and analyze cases of successful mortality reduction. The PRVL is no longer active; it was discontinued during the Dilma Rousseff administration.

Squabbling between the left and right has led to inconsistent and short-lived policies that have failed to reduce gun violence. The two Cardoso administrations (1995-2002) took only incremental steps in addressing law and order issues. Fears of failure and popular blame made Lula (2003-11) reluctant to implement his own National Public Security Plan. He eventually enacted the National Plan of Public Security and Citizenship (PRONASCI) in his second term, but Rousseff (2011-16) discontinued it – reflecting the lack of a coherent proposal from the left in the face of lobbying from the Armed Forces, police associations, and police chiefs within an institutional legacy of the dictatorship (1964‑85).

  • The lack of effective policy action is also due to the policymakers’ cognitive and institutional constraints. Leaders can only focus on a limited set of issues at once, and building majorities in legislatures on contentious issues has proven beyond them. Earlier this year a few legislators attempted to schedule a vote on the bill creating a National Plan to Combat the Killing of Young People (PL 9796/2018) in the Chamber of Deputies – where it’s been stuck since 2018 – but the COVID‑19 pandemic shifted all attention away.

After years of government failure to protect the lives of thousands of children and teenagers, civic action might be the only feasible way to tackle the issue. Mobilization has achieved successes in other areas such as education, where civil society groups recently pressed deputies and the executive branch to approve the National Fund for Basic Education (Fundeb).  

  • A window of opportunity currently exists to push the Senate-approved draft bill – PL 9796/2018 – to the Chamber floor. It enjoys broad civil society support and, unlike proposals from the 1992 CPI, offers comprehensive national guidelines, goals, and strategies for the federal government, states, and municipalities. In this sense, bill 9796/2018 provides a consensus-based roadmap for future political negotiation.
  • While a lack of data on the link between police violence and race makes it hard to target policy solutions for Black children and teenagers, progress on the broader issue of police violence will especially affect this vulnerable segment of the Brazilian population. The renewed focus on race and police violence in Brazil presents the opportunity for popular mobilization to bring necessary attention to the issue. Reigniting this policy conversation could represent a first step towards preventing future deaths.

September 23, 2020

* Beatriz Rey is a CLALS Research Fellow. Estevan Muniz is a journalist at TV Globo and a filmmaker. This is an adaptation of an article first published by the Wilson Center.